Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beverly? Claim Your ProfileBeverly Brodie has over 30 years of experience in the financial services industry. Beverly is a Registered Representative and Investment Advisor Representative and holds the Series 6, 7, 8, 9, 10, 63, and 66 licenses. Beverly is also a Certified Financial Planner. Beverly currently works with Schwab Wealth Advisory, Inc. and has previously worked with Charles Schwab & Co., Inc., First Union Brokerage Services, Inc., and The Stuart-James Company, Incorporated. Beverly has provided financial advice to clients in a variety of states, including Florida, Texas, California, Arizona, Arkansas, Connecticut, District of Columbia, Georgia, Illinois, Kentucky, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Oregon, South Carolina, Virginia, Washington, Wisconsin, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
FL
01/03/2020 - Present
Schwab Wealth Advisory, Inc. (ORLANDO FL)
TX
01/28/1997 - 01/22/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NC
04/19/1994 - 03/16/1995
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
TX
05/16/1989 - 04/12/1994
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
CO
02/14/1989 - 04/15/1989
THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)
BOTH
Issued 10/29/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/20/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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