Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betty? Claim Your ProfileBetty Yvonne Nealy hill is a financial professional with over 20 years of experience in the financial services industry. Betty is currently registered with Wells Fargo Securities, LLC. Her primary focus is on providing investment advice to individuals and families. Betty has a strong track record of success and is committed to helping her clients achieve their financial goals. She has held various positions at several firms including Wells Fargo Clearing Services, LLC, UVEST Financial Services Group, Inc., First Union Securities, Inc., and CSFBDIRECT, Inc. Betty holds a number of professional licenses and certifications, including Series 7, 63, 66, 24, 27, 52, 53, and 99. She is also a registered principal with Wells Fargo Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/14/2018 - Present
Wells Fargo Securities, LLC (New York NY)
NC
11/05/2013 - 05/03/2018
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
10/01/2012 - 10/28/2013
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
11/17/2005 - 09/27/2012
ALTERNATIVE STRATEGIES BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NC
04/24/2002 - 08/06/2004
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MO
02/04/2002 - 04/23/2002
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NJ
01/02/2000 - 12/31/2001
CSFBDIRECT, INC. (JERSEY CITY NJ)
BOTH
Issued 09/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2004
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/18/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/06/2001
Series 4 - Registered Options Principal Examination
BC
Issued 06/29/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 12/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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