Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betty? Claim Your ProfileBetty Won Lee is a financial advisor registered in 53 states and two jurisdictions. Betty Won Lee is a registered principal, having passed the Series 24 and 53 exams. Betty Won Lee is a registered representative of Cetera Investment Advisers LLC, which was founded in 2005 and has over 16,000 clients. Cetera Investment Advisers LLC offers a variety of financial planning and advisory services. Cetera Investment Advisers LLC manages over $100 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/17/2024 - Present
Cetera Investment Advisers LLC (WALNUT CREEK CA)
CA
01/27/2016 - 01/24/2024
PRINCIPAL SECURITIES, INC. (Roseville CA)
CA
12/14/2004 - 01/21/2016
UNIONBANC INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
MA
08/21/2000 - 12/03/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
03/15/1999 - 08/18/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
OR
09/25/1997 - 03/04/1999
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
CA
07/25/1997 - 09/20/1997
EMMETT A LARKIN COMPANY, INC. (SAN FRANCISCO CA)
MA
07/03/1997 - 08/26/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/03/1997 - 08/26/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
OH
04/03/1997 - 07/23/1997
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
IA
Issued 1/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/4/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/22/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 6/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/6/1999
Series 7 - General Securities Representative Examination
BC
Issued 4/2/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Betty Lee is the right advisor for you? Invested Better is here to help.
