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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betty? Claim Your ProfileBetty Won Lee is a financial advisor with Cetera Investment Advisers LLC. Betty is a registered representative and investment advisor representative in 51 states, including California and Texas. Betty has been a registered representative since 1997, and has worked in the financial services industry for over 25 years. Betty has experience working with individuals, businesses, and institutions. Betty's specializations include financial planning, pension consulting, portfolio management, and educational seminars. Betty is also a board member of the Stapleton School of the Performing Arts and president of the Northern California WIFS chapter.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
01/17/2024 - Present
Cetera Investment Advisers LLC (WALNUT CREEK CA)
CA
01/27/2016 - 01/24/2024
PRINCIPAL SECURITIES, INC. (Roseville CA)
CA
12/14/2004 - 01/21/2016
UNIONBANC INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
MA
08/21/2000 - 12/03/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
03/15/1999 - 08/18/2000
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
OR
09/25/1997 - 03/04/1999
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
CA
07/25/1997 - 09/20/1997
EMMETT A LARKIN COMPANY, INC. (SAN FRANCISCO CA)
MA
07/03/1997 - 08/26/1997
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/03/1997 - 08/26/1997
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
OH
04/03/1997 - 07/23/1997
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
IA
Issued 01/15/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/22/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 04/02/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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