Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betty? Claim Your ProfileBetty Rodriguez is a Financial Advisor at Oppenheimer & Co. Inc. Betty has over 25 years of experience in the financial services industry. Betty has held previous roles at WELLS FARGO CLEARING SERVICES, LLC, MORGAN KEEGAN & COMPANY, INC., and BANC OF AMERICA INVESTMENT SERVICES, INC. Betty is licensed to provide investment advice and products in Florida and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
06/20/2017 - Present
Oppenheimer & Co. Inc. (FORT LAUDERDALE FL)
FL
04/02/2008 - 06/26/2017
WELLS FARGO CLEARING SERVICES, LLC (WESTON FL)
FL
07/27/2004 - 04/03/2008
MORGAN KEEGAN & COMPANY, INC. (FT. LAUDERDALE FL)
TN
02/24/2003 - 08/05/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
MA
01/01/1998 - 03/19/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NA
06/18/1997 - 01/01/1998
NATIONSSECURITIES
NY
02/06/1997 - 05/27/1997
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
09/06/1996 - 01/24/1997
NATIONSSECURITIES
CA
10/16/1995 - 08/13/1996
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
FL
02/16/1995 - 09/27/1995
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
MA
08/11/1994 - 02/03/1995
JMC FINANCIAL CORPORATION (BOSTON MA)
BC
Issued 11/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/10/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Betty Rodriguez is the right advisor for you? Invested Better is here to help.
