Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betty? Claim Your ProfileBetty Basilone is a financial advisor with Wells Fargo Clearing Services, LLC. Betty has been in the industry since January 7, 1997, and has experience with a variety of financial products and services. Betty specializes in providing financial planning and portfolio management services to individuals and businesses. Betty is registered with the Securities and Exchange Commission (SEC) and is licensed to sell securities in the states of Connecticut and New York. Betty also holds Series 7, 9, 10, 24, 31, 63, 66, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/28/2013 - Present
Wells Fargo Clearing Services, LLC (ANSONIA CT)
NC
05/09/1997 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
TX
11/26/1996 - 03/26/1997
DFA SECURITIES INC. (AUSTIN TX)
NJ
03/12/1997 - 03/25/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 06/27/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/16/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/17/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 11/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Betty Basilone is the right advisor for you? Invested Better is here to help.
