Unclaimed
Betty Lou Moglen has been in the financial services industry since June 26, 1984. Betty is currently registered with Nylife Securities LLC in Clayton, CA and San Ramon, CA. Betty holds the Series 6, Series 22, and SIE securities licenses. Betty is also registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/27/1984 - Present
Nylife Securities LLC (CLAYTON CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1984
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/26/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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