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Betty Lou Moglen

Nylife Securities LLC

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About Betty Lou Moglen

Betty Lou Moglen has been in the financial services industry since June 26, 1984. Betty is currently registered with Nylife Securities LLC in Clayton, CA and San Ramon, CA. Betty holds the Series 6, Series 22, and SIE securities licenses. Betty is also registered with the state of California.

Firm Information

Betty Moglen is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Betty Moglen’s Registration & Firm History

CA

06/27/1984 - Present

Nylife Securities LLC (CLAYTON CA)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/28/1984

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 06/26/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Betty Lou Moglen. Review regulatory record here.
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