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Betty L Knudsen

Wells Fargo Clearing Services, LLC

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About Betty L Knudsen

Betty L. Knudsen is an investment advisor representative with over 30 years of experience in the financial services industry. Betty is currently registered with Wells Fargo Clearing Services, LLC and holds a variety of licenses and registrations including Series 7, 6, 22, 31, 63, and 65. She has previously held positions at LPL Financial LLC, UBS Financial Services Inc., State Farm VP Management Corp., Morgan Stanley DW Inc., Charles Schwab & Co., Inc., UBS PaineWebber Inc., Dean Witter Reynolds Inc., Transamerica Financial Resources, Inc., Financial Network Investment Corporation, and NYLIFE Securities Inc. Betty specializes in providing investment advice to individuals, businesses, and institutions. She offers a wide range of services including financial planning, portfolio management, and investment consulting.

Firm Information

Betty Knudsen is currently registered with Wells Fargo Clearing Services, LLC. Wells Fargo Clearing Services, LLC is a Limited Liability Company formed in March 2003 and headquartered in St. Louis, Missouri. They offer a variety of investment advisory services, including financial planning, pension consulting, and portfolio management for individuals, businesses, and institutional clients. With over $10 billion to $50 billion in assets under management, the firm provides services to a diverse client base, including high-net-worth individuals, corporations, charitable organizations, pension plans, and state or municipal government entities. They are registered with the SEC and all 50 states.
Wells Fargo Clearing Services, LLC

ONE NORTH JEFFERSON AVENUE

ST. LOUIS, MO 63103-2205

$558.46B

Assets Under Management

5,927

Total Clients

17,168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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investment consulting services to institutional clients

Investment consulting services to institutional clients

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Betty Knudsen’s Registration & Firm History

AZ

11/17/2016 - Present

Wells Fargo Clearing Services, LLC (PRESCOTT AZ)

CA

10/13/2011 - 06/11/2012

LPL FINANCIAL LLC (CAMARILLO CA)

CA

02/05/2010 - 10/04/2011

WELLS FARGO ADVISORS, LLC (SANTA BARBARA CA)

CA

11/06/2007 - 01/29/2010

UBS FINANCIAL SERVICES INC. (OXNARD CA)

IL

03/19/2007 - 05/15/2007

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

CA

05/17/2005 - 08/10/2006

MORGAN STANLEY DW INC. (OXNARD CA)

TX

10/29/2003 - 05/18/2005

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

NJ

04/16/2001 - 01/14/2003

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

03/21/1996 - 10/04/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

CA

06/29/1994 - 03/22/1995

TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)

CA

11/23/1992 - 07/01/1994

FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)

NY

06/15/1989 - 11/09/1992

NYLIFE SECURITIES INC. (NEW YORK NY)

MA

02/17/1987 - 09/01/1989

MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)

NA

12/17/1985 - 04/04/1988

LINCOLN FINANCIAL ADVISORS CORPORATION

NA

12/17/1985 - 04/04/1988

LINCOLN NATIONAL PENSION INSURANCE COMPANY

NA

02/17/1987 - 01/02/1988

MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY

NA

12/17/1985 - 02/18/1987

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

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Licenses & Designations

IA

Issued 05/28/1997

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/05/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/22/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/06/1997

Series 31 - Futures Managed Funds Examination

BC

Issued 05/07/1996

Series 7 - General Securities Representative Examination

BC

Issued 11/15/1988

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 12/16/1985

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Betty L Knudsen.
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