Unclaimed
Betty Katsaros is a registered representative with Fis Brokerage & Securities Services LLC. She is licensed to sell securities in Illinois and Nevada. Betty has over 10 years of experience in the financial services industry. Prior to joining Fis Brokerage & Securities Services LLC, Betty was employed by KESTRA INVESTMENT SERVICES, LLC, UBS FINANCIAL SERVICES INC. and WILLIAM BLAIR. Betty holds Series 7, Series 99TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
07/10/2024 - Present
FIS Brokerage & Securities Services LLC (BOLINGBROOK IL)
CA
06/03/2022 - 06/30/2023
KESTRA INVESTMENT SERVICES, LLC (BREA CA)
CA
07/13/2018 - 06/02/2022
UBS FINANCIAL SERVICES INC. (SAN DIEGO CA)
IL
06/01/2012 - 07/06/2017
WILLIAM BLAIR (CHICAGO IL)
IN
05/11/2010 - 06/02/2011
CITY SECURITIES CORPORATION (CROWN POINT IN)
BC
Issued 07/24/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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