Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betty? Claim Your ProfileBetty Azmoon is a financial advisor at LPL Financial LLC, based in Anaheim Hills, CA. Betty has been a registered representative for over 30 years and holds Series 6, 7, 24, 63 and 66 securities licenses. Betty is also registered with the state of Texas as an investment advisor representative. Betty's previous experience includes positions with Woodbury Financial Services, Inc., Centaurus Financial, Inc., SII Investments, Inc., Crown Capital Securities, L.P., and SunAmerica Securities, Inc. Betty works with individuals, families, and businesses to provide financial planning and investment management services. Betty is also a registered representative with Griffin Financial, a separate firm that also offers insurance and real estate services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/06/2023 - Present
LPL Financial LLC (ANAHEIM HILLS CA)
CA
03/05/2018 - 01/28/2022
WOODBURY FINANCIAL SERVICES, INC. (ANAHEIM CA)
CA
10/06/2009 - 03/07/2018
CENTAURUS FINANCIAL, INC. (ANAHEIM HILLS CA)
CA
04/10/2008 - 10/30/2009
SII INVESTMENTS, INC. (ORANGE CA)
CA
10/16/2000 - 04/30/2008
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
AZ
04/14/2000 - 10/19/2000
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
CA
01/01/1999 - 05/01/2000
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
08/27/1997 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
CA
05/15/1997 - 07/10/1997
ASB FINANCIAL SERVICES (IRVINE CA)
NA
07/05/1995 - 05/14/1997
GRIFFIN FINANCIAL SERVICES
GA
09/10/1992 - 10/09/1995
PFS INVESTMENTS INC. (DULUTH GA)
BOTH
Issued 01/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/1997
Series 7 - General Securities Representative Examination
BC
Issued 08/20/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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