Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betty? Claim Your ProfileBetty Nollmann is a financial advisor with over 25 years of experience in the industry. Betty is currently registered with Raymond James Financial Services Advisors, Inc. and is active in both Broker-Dealer and Investment Advisor roles. Betty is a Series 7 and Series 66 licensed professional and is registered in 15 states. Betty also holds a Series 63 license. Betty has previously worked at several other firms, including Robert W. Baird & Co. Incorporated, J.P. Morgan Securities LLC and Chase Investment Services Corp. Betty provides financial planning services to individuals and businesses, as well as portfolio management services. Betty is dedicated to providing her clients with personalized financial advice and solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
11/09/2022 - Present
Raymond James Financial Services Advisors, Inc. (Asheville NC)
NC
06/24/2021 - 10/24/2022
ROBERT W. BAIRD & CO. INCORPORATED (ASHEVILLE NC)
FL
10/01/2012 - 05/18/2021
J.P. MORGAN SECURITIES LLC (TAMPA FL)
FL
11/24/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (TAMPA FL)
FL
05/24/2007 - 09/12/2008
INTERSECURITIES, INC. (NEW PORT RICHEY FL)
FL
11/17/2003 - 07/03/2007
SII INVESTMENTS, INC. (BAYONET POINT FL)
FL
03/31/2000 - 10/13/2003
GUNNALLEN FINANCIAL, INC (TAMPA FL)
MN
03/20/1997 - 04/17/2000
BIRCHTREE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
FL
04/17/1996 - 05/28/1997
MCC SECURITIES, INC. (TAMPA FL)
BOTH
Issued 09/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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