Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betty? Claim Your ProfileBetty Chan is a financial professional with over 20 years of experience in the industry. Betty is currently registered with Elevation, LLC and holds the following licenses: Series 3, 7, 63, 86, 87 and SIE. In the past, Betty worked for ICAP Corporates LLC, Fidelity Brokerage Services LLC and Credit Suisse Securities (USA) LLC. Betty has a strong track record of success in the financial services industry and is committed to providing her clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
12/05/2012 - Present
Elevation, LLC (CHARLOTTE NC)
NJ
09/13/2010 - 10/23/2012
ICAP CORPORATES LLC (JERSEY CITY NJ)
NY
08/03/2010 - 09/01/2010
FIDELITY BROKERAGE SERVICES LLC (ROSLYN NY)
NY
01/20/1998 - 02/20/2009
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 03/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/01/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/07/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 11/10/1999
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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