Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betty? Claim Your ProfileBetty Anne Infantes is a registered representative with Purshe Kaplan Sterling Investments. Betty Anne has over 20 years of experience in the financial services industry. Betty Anne is licensed in New Jersey. Betty Anne holds the following FINRA registrations: Series 7, Series 52TO, Series 53, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
08/09/2021 - Present
Purshe Kaplan Sterling Investments (Parsippany NJ)
NY
04/30/2009 - 02/18/2020
JEFFERIES LLC (NEW YORK NY)
NY
05/01/2001 - 07/02/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/25/1998 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 05/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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