Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bettina? Claim Your ProfileBettina Tran is a financial advisor with over 17 years of experience in the industry. Bettina Tran has been registered with LPL Financial LLC since July 2023. Bettina Tran previously worked for BANCWEST INVESTMENT SERVICES, INC., WELLS FARGO CLEARING SERVICES, LLC, WELLS FARGO INVESTMENTS, LLC, HARRIS INVESTORLINE INC., HARRIS INVESTORLINE and HARRIS INVESTORS DIRECT, INC.. Bettina Tran holds a Series 7, Series 6, Series 63 and Series 66 licenses. Bettina Tran is also a Certified Financial Planner. Bettina Tran specializes in providing financial planning, portfolio management for businesses and individuals, and consulting and other non-discretionary advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2023 - Present
LPL Financial LLC (IRVINE CA)
CA
04/27/2022 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (IRVINE CA)
CA
01/03/2011 - 04/28/2022
WELLS FARGO CLEARING SERVICES, LLC (FOUNTAIN VALLEY CA)
CA
06/04/2008 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (WESTMINSTER CA)
WA
12/09/2000 - 03/12/2001
HARRIS INVESTORLINE INC. (SEATTLE WA)
IL
04/15/2000 - 12/09/2000
HARRIS INVESTORLINE (CHICAGO IL)
IL
06/24/1999 - 04/15/2000
HARRIS INVESTORS DIRECT, INC. (CHICAGO IL)
BOTH
Issued 06/20/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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