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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betsy? Claim Your ProfileBetsy Norma Davis is a financial advisor with over 40 years of experience in the financial services industry. Betsy currently works for Morgan Stanley as a Registered Representative. Betsy has also worked for Citigroup Global Markets Inc, Lehman Brothers Inc and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Betsy holds licenses for Series 7, Series 63, Series 65, and SIE exams and is currently registered with FINRA. Betsy's experience includes working with individuals, high-net-worth individuals, corporations and businesses, investment companies, charitable organizations, insurance companies, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
03/03/2020 - Present
Morgan Stanley (Beverly Hills CA)
CA
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BEVERLY HILLS CA)
NY
04/01/1982 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
10/18/1978 - 04/20/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/01/1976 - 10/11/1978
SUTRO & CO. INCORPORATED
IA
Issued 08/10/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/15/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1978
PC - AMEX Put and Call Exam
BC
Issued 05/15/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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