Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betsy? Claim Your ProfileBetsy Lou Whipple is a financial advisor with over 27 years of experience in the financial services industry. Betsy has been registered with the Securities and Exchange Commission since 1996 and holds both Series 63 and Series 65 licenses. Betsy is currently employed with Osaic Wealth, Inc. and is registered with the firm in Nevada. Betsy provides a variety of financial services to individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
06/14/2024 - Present
Osaic Wealth, Inc. (HAMPTON VA)
NV
05/15/2024 - 06/14/2024
SECURITIES AMERICA, INC. (HIKO NV)
NV
03/20/2018 - 05/16/2024
NEWBRIDGE SECURITIES CORPORATION (HIKO NV)
NV
01/12/2018 - 03/20/2018
M. S. HOWELLS & CO. (HIKO NV)
NV
01/31/2017 - 12/31/2017
PRIVATE CLIENT SERVICES, LLC (Hiko NV)
NV
09/26/2011 - 12/22/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HIKO NV)
NV
06/01/2009 - 09/29/2011
MORGAN STANLEY SMITH BARNEY (LAS VEGAS NV)
NV
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAS VEGAS NV)
NV
03/10/2006 - 04/02/2007
MORGAN STANLEY DW INC. (LAS VEGAS NV)
CA
06/21/1999 - 02/23/2006
BEAR, STEARNS & CO. INC. (LOS ANGELES CA)
NJ
02/26/1996 - 07/01/1999
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 03/22/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1996
Series 3 - National Commodity Futures Examination
BC
Issued 02/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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