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Betsy Lee Done

Nylife Securities LLC

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About Betsy Lee Done

Betsy Done has been in the financial services industry since July 18, 2007. Betsy currently works at Nylife Securities LLC as a registered representative. Betsy is licensed with FINRA Series 7 and SIE. Previously, Betsy was registered with MML Investors Services, LLC and MSI Financial Services, Inc..

Firm Information

Betsy Done is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Betsy Done’s Registration & Firm History

NY

10/22/2020 - Present

Nylife Securities LLC (NEW YORK NY)

MA

03/25/2017 - 01/08/2019

MML INVESTORS SERVICES, LLC (SPRINGFIELD MA)

NJ

09/17/2007 - 03/25/2017

MSI FINANCIAL SERVICES, INC. (ISELIN NJ)

NY

12/20/2001 - 12/02/2003

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Betsy Lee Done.
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