Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Betsy? Claim Your ProfileBetsy Jo Rogers is a financial advisor associated with LPL Financial LLC. Betsy has over 19 years of experience in the financial industry, joining LPL Financial LLC in November 2017. Prior to that, Betsy was with National Planning Corporation from June 2005 to November 2017, and before that with Thrivent Investment Management Inc. from December 2004 to June 2005. Betsy holds Series 6, 63, and 66 securities licenses, as well as the SIE exam. Betsy is registered to offer securities in 24 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/29/2017 - Present
LPL Financial LLC (VACAVILLE CA)
CA
06/30/2005 - 11/29/2017
NATIONAL PLANNING CORPORATION (VACAVILLE CA)
MN
12/13/2004 - 06/08/2005
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BC
Issued 12/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 10/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Betsy Rogers is the right advisor for you? Invested Better is here to help.
