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Betsy Ann Abney

Cetera Advisors LLC

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About Betsy Ann Abney

Betsy Abney is a financial advisor with Cetera Advisors LLC in Dallas, TX. Betsy has been in the industry since November 1995 and is registered to provide investment advice in Texas. Betsy also holds licenses for Series 6, 7, 9, 10 and SIE. Betsy's previous experience includes roles with 1ST GLOBAL CAPITAL CORP. and FIDELITY BROKERAGE SERVICES LLC.

Firm Information

Betsy Abney is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Betsy Abney’s Registration & Firm History

TX

08/23/2024 - Present

Cetera Advisors LLC (DALLAS TX)

TX

03/20/2003 - 10/25/2019

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

RI

11/10/1995 - 03/14/2003

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 11/17/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/14/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/14/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/21/1997

Series 7 - General Securities Representative Examination

BC

Issued 11/09/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Betsy Ann Abney. Review regulatory record here.
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