Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bethany? Claim Your ProfileBethany Huff is an active investment advisor representative with Charles Schwab & Co., Inc. Bethany has worked in the financial services industry since June 2013. Bethany has been registered with Charles Schwab & Co., Inc. since February 2023. Previously, Bethany worked with AIG Retirement Advisors, Inc., Capital Financial Services, Inc., Empire Financial Group, Inc., Fidelity Investments Institutional Services Company, Inc., and Linsco/Private Ledger Corp. Bethany holds Series 7TO, SIE, and Series 7 licenses, and has passed the Uniform Securities Agent State Law Examination and the Uniform Combined State Law Examination. Bethany is registered with the Financial Industry Regulatory Authority (FINRA) and with 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
02/22/2023 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
04/18/2006 - 02/06/2009
AIG RETIREMENT ADVISORS, INC. (HOUSTON TX)
ND
11/30/2005 - 04/20/2006
CAPITAL FINANCIAL SERVICES, INC. (MINOT ND)
FL
06/02/2005 - 10/31/2005
EMPIRE FINANCIAL GROUP, INC. (LONGWOOD FL)
RI
08/19/1997 - 07/02/2003
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
SC
05/15/1997 - 08/05/1997
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 03/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/02/1997
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/22/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/20/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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