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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bethany? Claim Your ProfileBethany Curtiss-phyle has been working in the financial services industry since 1992. Currently, Bethany Curtiss-phyle is registered with UBS Financial Services Inc., and has previously been registered with several other firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley DW Inc. Bethany Curtiss-phyle holds licenses for Series 6, 7, 63, and 65 securities exams. Bethany Curtiss-phyle's specialties include portfolio management, financial planning, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
04/19/2012 - Present
UBS Financial Services Inc. (TROY MI)
MI
11/16/2004 - 12/20/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUBURN HILLS MI)
NY
02/15/2002 - 11/01/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MA
08/17/2001 - 01/25/2002
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
IA
01/17/2001 - 08/06/2001
CAMBRIDGE INVESTMENT RESEARCH, INC. (FAIRFIELD IA)
SC
11/19/1999 - 01/01/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
MI
06/23/1999 - 11/16/1999
HANTZ FINANCIAL SERVICES, INC. (SOUTHFIELD MI)
OH
12/19/1997 - 06/25/1999
VESTAX SECURITIES CORPORATION (HUDSON OH)
MN
12/03/1996 - 10/24/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/03/1996 - 10/24/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
10/21/1994 - 04/24/1996
COPELAND EQUITIES, INC. (SOMERSET NJ)
CA
04/30/1993 - 10/07/1994
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MN
03/24/1992 - 02/25/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/24/1992 - 02/25/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
11/04/1991 - 03/25/1992
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 07/13/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1992
Series 7 - General Securities Representative Examination
BC
Issued 11/01/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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