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Bethany Ann Rohde

Northwestern Mutual Investment Services, LLC

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About Bethany Ann Rohde

Bethany Ann Rohde is a financial advisor with Northwestern Mutual Investment Services, LLC, located in Mahtomedi, Minnesota. Bethany has been in the financial services industry since 2004. Bethany is registered with FINRA and is a Series 6, 7, 9, 10, 63, and 66 licensed advisor. Bethany Ann Rohde and Northwestern Mutual Investment Services, LLC offer a variety of financial services to individuals and businesses, including investment management, financial planning, and insurance.

Firm Information

Bethany Rohde is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Bethany Rohde’s Registration & Firm History

MN

11/29/2004 - Present

Northwestern Mutual Investment Services, LLC (Mahtomedi MN)

MN

01/28/2004 - 06/17/2004

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

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Licenses & Designations

BOTH

Issued 02/16/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/06/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/15/2006

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/10/2006

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2006

Series 7 - General Securities Representative Examination

BC

Issued 01/27/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bethany Ann Rohde.
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