Unclaimed
Beth Watts Dominguez is a financial advisor with Raymond James & Associates, Inc. located in ST. PETERSBURG, FL. Beth has been in the financial services industry for over 20 years. Beth is licensed to provide investment advice in the state of Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/11/2011 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
FL
09/11/2009 - 02/22/2010
HOLLAND INVESTMENT SERVICES, INC. (ORMOND BEACH FL)
WI
10/29/2003 - 06/29/2005
INVEST FINANCIAL CORPORATION (APPLETON WI)
FL
02/07/2000 - 11/14/2003
CPA FINANCIAL ADVISERS, INC. (DAYTONA BEACH FL)
BC
Issued 05/05/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/27/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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