Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beth? Claim Your ProfileBeth Vivian Walker is a financial advisor with over 20 years of experience in the industry. She is currently registered with CWM, LLC. and holds Series 63, Series 65, Series 7, and SIE licenses. Beth has experience working with a variety of clients, including individuals, corporations, high-net-worth individuals, and pension plans. She offers a range of financial services, including financial planning, portfolio management, and selection of other advisors. Beth specializes in retirement planning and college savings.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
CO
08/28/2019 - Present
CWM, LLC (Colorado Springs CO)
CO
08/26/2019 - 04/07/2022
CETERA ADVISOR NETWORKS LLC (COLORADO SPRINGS CO)
NV
11/12/2014 - 09/16/2019
LPL FINANCIAL LLC (LAS VEGAS NV)
NV
06/20/2008 - 11/20/2014
NEW ENGLAND SECURITIES (LAS VEGAS NV)
NV
12/08/2003 - 07/03/2008
MML INVESTORS SERVICES, INC. (LAS VEGAS NV)
IN
08/01/2001 - 12/19/2003
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/01/2001 - 12/19/2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NJ
04/25/2000 - 07/23/2001
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
SC
09/17/1998 - 04/26/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
BC
Issued 09/18/1998
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
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