Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beth? Claim Your ProfileBeth Haines has been working in the financial services industry since 2002. She currently works at Raymond James Financial Services, Inc. in Louisville, KY. Beth holds a Series 7 and Series 63 license as well as the Securities Industry Essentials (SIE) exam. She is registered to sell securities in Florida and Kentucky. In addition to her work at Raymond James Financial Services, Inc., Beth has also worked at RAYMOND JAMES & ASSOCIATES, INC., J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC., and BANC ONE SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
06/01/2023 - Present
Raymond James Financial Services, Inc. (Louisville KY)
KY
11/03/2014 - 06/06/2023
RAYMOND JAMES & ASSOCIATES, INC. (Louisville KY)
KY
10/01/2008 - 11/12/2014
J.P. MORGAN SECURITIES LLC (LOUISVILLE KY)
KY
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (LOUISVILLE KY)
KY
06/21/2002 - 07/01/2006
BANC ONE SECURITIES CORPORATION (LOUISVILLE KY)
BC
Issued 09/19/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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