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Beth Kaplan

Nylife Securities LLC

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About Beth Kaplan

Beth Kaplan is a financial professional with Nylife Securities LLC. Beth has passed the Securities Industry Essentials Examination (SIE) and the Investment Company Products/Variable Contracts Representative Examination (Series 6TO). Beth Kaplan is registered with FINRA and is currently active in the Broker-Dealer (BC) scope.

Firm Information

Beth Kaplan is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Beth Kaplan’s Registration & Firm History

NY

08/29/2024 - Present

Nylife Securities LLC (BROOKLYN NY)

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Licenses & Designations

BC

Issued 08/29/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/04/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Beth Kaplan.
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