Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beth? Claim Your ProfileBeth Brooks is a financial professional with over 20 years of experience in the financial services industry. Beth is currently registered with Cambridge Investment Research, Inc. and holds Series 6, 7TO, and 63 licenses. Beth has also passed the SIE and Series 65 exams. Beth has previously worked with firms such as Citizens Securities, Inc., J.P. Morgan Securities LLC, and Chase Investment Services Corp. Beth is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MI
03/04/2019 - Present
Cambridge Investment Research, Inc. (Farmington Hills MI)
MI
09/28/2016 - 07/31/2018
CITIZENS SECURITIES, INC. (CANTON MI)
MI
10/01/2012 - 09/21/2016
J.P. MORGAN SECURITIES LLC (LIVONIA MI)
MI
07/06/2005 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LIVONIA MI)
IL
10/24/2001 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 06/13/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2024
Series 7TO - General Securities Representative Examination
BC
Issued 07/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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