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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beth? Claim Your ProfileBeth Anne Stapp is an investment advisor representative at LPL Financial LLC in Winter Park, FL. Beth has been in the industry for 21 years, beginning her career in 2016. Beth previously worked at THE HUNTINGTON INVESTMENT COMPANY in Alpena, MI from 2017 to 2022. Beth has a Series 6, 7, 63, 65 and 66 license. Beth is currently registered to provide investment advice in Florida. In addition to her investment services, Beth is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/25/2024 - Present
LPL Financial LLC (WINTER PARK FL)
MI
02/01/2017 - 01/20/2022
THE HUNTINGTON INVESTMENT COMPANY (ALPENA MI)
MI
09/28/2016 - 02/01/2017
LPL FINANCIAL LLC (ALPENA MI)
BOTH
Issued 03/23/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/26/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/25/1991
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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