Unclaimed
Beth Grossman is a financial advisor with Fidelity Brokerage Services LLC. Beth has been in the financial services industry since 2001 and has a wide range of experience in the industry. Beth is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 4, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
06/17/2021 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
MD
07/26/2010 - 07/11/2011
H. BECK, INC. (ROCKVILLE MD)
PA
09/21/2007 - 08/25/2008
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
PA
02/11/2004 - 11/14/2005
VANGUARD MARKETING CORPORATION (MALVERN PA)
IL
02/12/2001 - 12/31/2002
OPTIONSXPRESS (CHICAGO IL)
IL
05/30/1996 - 12/31/2000
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
NY
11/21/1995 - 05/28/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 07/06/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2001
Series 4 - Registered Options Principal Examination
BC
Issued 06/17/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/01/2021
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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