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Beth Anne Grossman

Fidelity Brokerage Services LLC

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About Beth Anne Grossman

Beth Grossman is a financial advisor with Fidelity Brokerage Services LLC. Beth has been in the financial services industry since 2001 and has a wide range of experience in the industry. Beth is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 4, Series 63 and SIE licenses.

Firm Information

Beth Grossman is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Beth Grossman’s Registration & Firm History

KY

06/17/2021 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

MD

07/26/2010 - 07/11/2011

H. BECK, INC. (ROCKVILLE MD)

PA

09/21/2007 - 08/25/2008

BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)

PA

02/11/2004 - 11/14/2005

VANGUARD MARKETING CORPORATION (MALVERN PA)

IL

02/12/2001 - 12/31/2002

OPTIONSXPRESS (CHICAGO IL)

IL

05/30/1996 - 12/31/2000

WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)

NY

11/21/1995 - 05/28/1996

BEAR, STEARNS & CO. INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/06/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/20/2001

Series 4 - Registered Options Principal Examination

BC

Issued 06/17/2021

Series 7TO - General Securities Representative Examination

BC

Issued 06/01/2021

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Beth Anne Grossman.
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