Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beth? Claim Your ProfileBeth Ann Sweeney is a financial advisor with Steward Partners Investment Advisory, LLC. Beth Ann Sweeney has been in the financial services industry since June 2, 1996. Beth Ann Sweeney is registered with the state of Massachusetts, Nebraska and Texas. Beth Ann Sweeney has a Series 7, Series 63 and Series 65 license. Beth Ann Sweeney is also registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative and as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/05/2017 - Present
Steward Partners Investment Advisory, LLC (BOSTON MA)
DC
04/27/2017 - 05/27/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (WASHINGTON DC)
MA
07/01/2003 - 04/28/2017
WELLS FARGO CLEARING SERVICES, LLC (BOSTON MA)
NY
12/10/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
05/21/1996 - 11/26/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IA
Issued 01/13/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/03/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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