Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beth? Claim Your ProfileBeth Ann Schettino is a financial advisor with over 25 years of experience in the industry. Currently, Beth is registered with Stifel, Nicolaus & Company, Inc. and previously held positions with Knight Capital Americas LLC, Knight Capital Americas, L.P., Knight Libertas LLC, CRT Capital Group LLC, Libertas Partners LLC, Excel Securities & Associates, Inc., Bonds Direct Securities LLC, Bondbook, LLC, and PaineWebber Incorporated. Beth holds the Series 63, SIE, and Series 7 licenses. She is also registered in 14 states, including Alabama, California, Colorado, Connecticut, Delaware, Florida, Illinois, Massachusetts, Missouri, New Jersey, New York, North Carolina, South Dakota, and Washington. Beth specializes in various investment strategies, including investment clubs, insurance companies, charitable organizations, high net worth individuals, pooled investment vehicles, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, and individuals other than high net worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/28/2013 - Present
Stifel, Nicolaus & Company, Inc. (NEW YORK NY)
CT
07/02/2012 - 06/28/2013
KNIGHT CAPITAL AMERICAS LLC (GREENWICH CT)
CT
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
CT
12/21/2007 - 01/03/2011
KNIGHT LIBERTAS LLC (GREENWICH CT)
CT
04/28/2004 - 12/21/2007
CRT CAPITAL GROUP LLC (STAMFORD CT)
CT
09/05/2003 - 04/19/2004
LIBERTAS PARTNERS LLC (GREENWICH CT)
NY
06/12/2003 - 02/19/2004
EXCEL SECURITIES & ASSOCIATES, INC. (ROCHESTER NY)
NY
01/11/2002 - 05/12/2003
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
NY
07/17/2001 - 10/31/2001
BONDBOOK, LLC (NEW YORK NY)
NJ
10/03/1997 - 11/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 01/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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