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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beth? Claim Your ProfileBeth Roberts is a financial advisor with Fidelity Personal and Workplace Advisors. Beth is a registered investment advisor, licensed in Arkansas and Texas. Beth is also registered as a broker in a number of states, including Arkansas, California, Florida, Georgia, Illinois, Kansas, Kentucky, Louisiana, Minnesota, Mississippi, Missouri, Oklahoma, Tennessee, Texas, and Wisconsin. Beth has over 13 years of experience in the financial services industry, and has previously worked with Edward Jones, Stephens, Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC, and Cetera Investment Services LLC. Beth provides financial planning, portfolio management, and educational seminars to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AR
05/01/2023 - Present
Fidelity Personal AND Workplace Advisors (LITTLE ROCK AR)
AR
05/16/2022 - 03/03/2023
CETERA INVESTMENT SERVICES LLC (LITTLE ROCK AR)
AR
03/13/2020 - 03/03/2021
LPL FINANCIAL LLC (LITTLE ROCK AR)
AR
08/08/2019 - 03/13/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LITTLE ROCK AR)
AR
05/13/2019 - 05/24/2019
STEPHENS (LITTLE ROCK AR)
AR
02/26/2018 - 03/18/2019
TD AMERITRADE, INC. (LITTLE ROCK AR)
AR
01/02/2009 - 02/26/2018
SCOTTRADE, INC. (LITTLE ROCK AR)
MO
01/02/2008 - 01/24/2008
EDWARD JONES (ST. LOUIS MO)
MO
04/11/2007 - 07/25/2007
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 06/15/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/14/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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