Invested Better
Unclaimed

Unclaimed

Unclaimed

Beth Ann Martindale

Transamerica Capital, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Beth? Claim Your Profile

About Beth Ann Martindale

Beth Martindale is a financial advisor with Transamerica Capital, Inc. Beth has been in the financial services industry since April 20, 2014. Beth is registered with FINRA. Beth has passed the Securities Industry Essentials Examination and the Investment Company Products/Variable Contracts Representative Examination. Beth has worked at J.P. Morgan Securities LLC, Chase Investment Services Corp., and Synovus Securities, Inc. Beth is currently located in Cedar Rapids, Iowa.

Firm Information

Beth Martindale is currently registered with Transamerica Capital, Inc.. Transamerica Capital, Inc. is a Corporation formed on March 14, 1977 and approved in 53 states and the SEC. The firm is registered to provide investment advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

140

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Beth Martindale’s Registration & Firm History

IA

10/29/2020 - Present

Transamerica Capital, Inc. (CEDAR RAPIDS IA)

FL

01/28/2019 - 04/02/2019

SYNOVUS SECURITIES, INC. (CAPE CORAL FL)

FL

10/01/2012 - 01/23/2019

J.P. MORGAN SECURITIES LLC (FORT MYERS FL)

FL

09/19/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (FORT MYERS FL)

Not sure if Beth Ann Martindale is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/18/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Beth Ann Martindale. Review regulatory record here.
Not sure if Beth Ann Martindale is right for you?