Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beth? Claim Your ProfileBeth Diacono is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Beth is a registered representative with a broad scope of licenses and certifications. Beth's expertise encompasses a wide range of investment products and services and has been actively involved in the financial industry since 2008. Beth has been affiliated with Merrill Lynch for several years and has prior experience with Lehman Brothers. Beth is committed to providing comprehensive financial guidance tailored to individual client needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
11/16/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CINCINNATI OH)
CA
10/20/2010 - 10/22/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (IRVINE CA)
CA
10/27/2009 - 11/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAGUNA HILLS CA)
NY
05/14/2001 - 06/26/2002
MICHIGAN SECURITIES, INC. (ALBANY NY)
NY
10/11/1994 - 05/20/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/26/1993 - 07/01/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 11/05/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2018
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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