Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Beth? Claim Your ProfileBeth Adrienne Rothstein is a financial advisor with Citigroup Global Markets Inc. Beth has been in the financial services industry since 1989. She has a wide range of experience, having worked for several firms including Citigroup Global Markets Inc., CitiCorp Investment Services, SMITH BARNEY SHEARSON INC., Lehman Brothers Inc., and Citicorp Financial Services, Inc. Beth is registered with the Financial Industry Regulatory Authority (FINRA) and holds several licenses, including Series 7, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (LONG ISLAND CITY NY)
NY
02/15/1994 - 05/29/2007
CITICORP INVESTMENT SERVICES (FOREST HILLS NY)
NY
07/31/1993 - 09/29/1993
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NY
10/30/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/22/1988 - 03/25/1991
CITICORP FINANCIAL SERVICES,INC.
IA
Issued 12/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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