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Bessie Kandilas

Daiwa Capital Markets America Inc.

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About Bessie Kandilas

Bessie Kandilas is a financial professional with over 20 years of experience in the securities industry. Bessie is currently registered with Daiwa Capital Markets America Inc. and holds FINRA Series 7, 63 and SIE licenses. Bessie previously worked at HSBC Securities (USA) Inc. where she held a Series 63, 7 license and registered with both FINRA and the state of New York. Bessie is also registered with the state of New York as a Broker-Dealer.

Firm Information

Bessie Kandilas is currently registered with Daiwa Capital Markets America Inc.. Daiwa Capital Markets America Inc. is a corporation formed on December 8, 1964, and is registered in all 50 U.S. states, the District of Columbia, and Puerto Rico. The firm has been approved by the SEC and has a total of 53 registrations.

Not reported

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bessie Kandilas’s Registration & Firm History

NY

11/05/2010 - Present

Daiwa Capital Markets America Inc. (NEW YORK NY)

NY

05/27/2002 - 11/20/2008

HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)

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Licenses & Designations

BC

Issued 09/29/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bessie Kandilas.
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