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Bertrand Jesus Delgado calderon

SG Americas Securities, LLC

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About Bertrand Jesus Delgado calderon

Bertrand Delgado calderon has been active in the financial industry since 2009. Currently, Bertrand is registered with SG Americas Securities, LLC and has been with the firm since 2018. Bertrand is also a Series 7 and Series 63 licensed professional and passed the Securities Industry Essentials Examination (SIE). Prior to joining SG Americas Securities, LLC, Bertrand was affiliated with HSBC SECURITIES (USA) INC., BARCLAYS CAPITAL INC., BCP SECURITIES, LLC, and CHATFIELD DEAN & CO., INC.

Firm Information

Bertrand Delgado calderon is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bertrand Delgado calderon’s Registration & Firm History

NY

07/16/2018 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

07/13/2011 - 07/19/2018

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

10/17/2002 - 08/26/2003

BARCLAYS CAPITAL INC. (NEW YORK NY)

CT

12/14/2001 - 01/21/2003

BCP SECURITIES, LLC (GREENWICH CT)

CO

07/13/1995 - 11/09/1995

CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)

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Licenses & Designations

BC

Issued 08/01/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/11/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bertrand Jesus Delgado calderon.
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