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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bertrand? Claim Your ProfileBertrand E. Thomas is a financial advisor with Empower Advisory Group, LLC in Greenwood Village, Colorado. Bertrand Thomas is a registered investment advisor and has been in the financial services industry since 2002. Bertrand Thomas has experience with a variety of clients, including individuals, high-net-worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Bertrand Thomas is a Series 7, Series 63, Series 55, and SIE licensed advisor. Bertrand Thomas's previous experience includes working at Transamerica Investors Securities Corporation, Nationwide Investment Services Corporation, Chase Investment Services Corp., Swiss American Securities Inc., and ABN AMRO Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
11/14/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NY
02/17/2021 - 10/19/2022
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
OH
08/16/2012 - 02/11/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
NY
04/12/2010 - 07/16/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
05/19/2004 - 08/05/2008
SWISS AMERICAN SECURITIES INC. (NEW YORK NY)
CT
07/02/1998 - 11/06/2001
ABN AMRO INCORPORATED (STAMFORD CT)
IA
Issued 08/18/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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