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Bertram Wade Garber

Northwestern Mutual Investment Services, LLC

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About Bertram Wade Garber

Bertram Garber is a financial professional with over 30 years of experience in the industry. Bertram has a Series 6, 7TO, 63 and 65 and has been registered with the state of Oregon since 1993. Bertram currently works with Northwestern Mutual Investment Services, LLC and is located in Lake Oswego, Oregon. Bertram previously worked for Robert W. Baird & Co. Incorporated, Walnut Street Securities, Inc. and Alexander & Alexander Securities Corp. Bertram is a registered investment advisor and is available to provide financial and investment advice.

Firm Information

Bertram Garber is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Bertram Garber’s Registration & Firm History

OR

02/22/2010 - Present

Northwestern Mutual Investment Services, LLC (Lake Oswego OR)

WI

07/20/1989 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

06/18/1987 - 07/19/1988

WALNUT STREET SECURITIES, INC.

NA

05/07/1986 - 02/25/1987

ALEXANDER & ALEXANDER SECURITIES CORP.

NA

07/03/1984 - 01/04/1986

NML EQUITY SERVICES, INC.

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Licenses & Designations

IA

Issued 02/19/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/21/2020

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bertram Wade Garber.
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