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Bertram Stuart Farmer

Equitable Distributors, LLC

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About Bertram Stuart Farmer

Bertram Farmer is a registered representative with Equitable Distributors, LLC. Bertram began his career in the financial services industry in 1986 and holds Series 6, 7, 24, 63 and 66 licenses. Bertram has been registered with Equitable Distributors, LLC since 2017. Prior to that, Bertram was registered with AXA Advisors, LLC, MONY Securities Corporation, and MTL Equity Products, Inc.. Bertram is licensed in New Jersey.

Firm Information

Bertram Farmer is currently registered with Equitable Distributors, LLC. Equitable Distributors, LLC is a Limited Liability Company formed in 2002. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico. Equitable Distributors, LLC has one arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

312

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bertram Farmer’s Registration & Firm History

NY

06/27/2017 - Present

Equitable Distributors, LLC (New York NY)

NJ

04/19/2000 - 06/28/2017

AXA ADVISORS, LLC (JERSEY CITY NJ)

NY

12/13/2004 - 03/03/2006

MONY SECURITIES CORPORATION (NEW YORK NY)

NC

01/19/2001 - 08/16/2004

AXA DISTRIBUTORS, LLC (CHARLOTTE NC)

NY

04/20/2000 - 04/21/2000

AXA ADVISORS, LLC (NEW YORK NY)

AZ

12/23/1986 - 09/02/1997

MTL EQUITY PRODUCTS, INC. (FOUNTAIN HILLS AZ)

NA

03/04/1986 - 10/22/1986

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

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Licenses & Designations

BOTH

Issued 06/25/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/19/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/18/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/1986

Series 7 - General Securities Representative Examination

BC

Issued 03/03/1986

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bertram Stuart Farmer.
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