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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bertram? Claim Your ProfileBertram James Riley is an investment advisor representative with Cadaret, Grant & Co., Inc. Bertram has been in the industry since 1994 and is registered to provide investment advice in 52 states and the District of Columbia. Bertram is also a registered representative in 52 states and the District of Columbia. Bertram has a number of designations, including the Series 7, Series 63, Series 65, Series 24, Series 4, and the SIE exam. Prior to joining Cadaret, Grant & Co., Inc., Bertram was an advisor at Royal Alliance and Petersen Investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
06/10/2019 - Present
Cadaret, Grant & CO., Inc. (Little Silver NJ)
NJ
02/14/2018 - 05/30/2019
ROYAL ALLIANCE ASSOCIATES, INC. (WALL NJ)
NJ
03/24/1997 - 02/15/2018
PETERSEN INVESTMENTS, INC. (WALL NJ)
NY
05/10/1994 - 04/03/1997
GRUNTAL & CO., L.L.C. (NEW YORK NY)
IA
Issued 07/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/1997
Series 4 - Registered Options Principal Examination
BC
Issued 07/03/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/02/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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