Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bertha? Claim Your ProfileBertha Maria Arias is a financial advisor with over 30 years of experience in the industry. Bertha is currently registered with Fidelity Personal And Workplace Advisors, working in their Miami, FL office. Bertha previously worked with other firms including TRANSAMERICA INVESTORS SECURITIES CORPORATION, FIDELITY BROKERAGE SERVICES LLC and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Bertha's registrations include Series 63, 65 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
04/24/2023 - Present
Fidelity Personal AND Workplace Advisors (MIAMI FL)
NY
08/29/2011 - 04/07/2021
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
FL
12/17/1999 - 05/18/2010
FIDELITY BROKERAGE SERVICES LLC (CORAL GABLES FL)
FL
11/18/1996 - 01/07/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
RI
09/20/1991 - 12/05/1996
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NJ
03/19/1990 - 12/24/1990
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
10/30/1989 - 03/01/1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/07/1988 - 11/09/1989
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
04/19/1988 - 07/19/1988
AMERIFIRST SECURITIES CORPORATION
BOTH
Issued 04/11/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/12/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/1997
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/31/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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