Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bert? Claim Your ProfileBert Takagi is a financial advisor with Smbc Nikko Securities America, Inc. Bert has been in the securities industry since 2006. Bert holds a Series 7, Series 24, Series 63, Series 79TO, and SIE license. Bert has a registration with FINRA and is registered to provide investment advice in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/12/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
08/10/2006 - 12/12/2007
SMBC SECURITIES, INC. (NEW YORK NY)
BC
Issued 04/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/01/2021
Series 24 - General Securities Principal Examination
BC
Issued 08/25/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/27/2020
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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