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Bert Roy Jennings

FHN Financial Securities Corp.

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About Bert Roy Jennings

Bert Jennings is a financial professional with over 30 years of experience in the industry. Bert is a registered representative with FHN Financial Securities Corp. Bert's current registration is in Alabama, Florida, Georgia, Illinois, Kansas, Kentucky, Maryland, Minnesota, Montana, North Carolina, Ohio, South Carolina, West Virginia, and Wyoming. Bert holds Series 7, Series 24, Series 53, and Series 63 licenses. Bert has been affiliated with FHN Financial Securities Corp. since December 12, 2000. Prior to that, Bert worked at FIRST FUNDS, INC., DREXEL BURNHAM LAMBERT INCORPORATED, and THOMSON MCKINNON SECURITIES INC..

Firm Information

Bert Jennings is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bert Jennings’s Registration & Firm History

AL

12/12/2000 - Present

FHN Financial Securities Corp. (MOBILE AL)

NA

06/30/1986 - 01/31/1991

FIRST FUNDS, INC.

NA

01/10/1980 - 01/17/1982

DREXEL BURNHAM LAMBERT INCORPORATED

NA

07/01/1977 - 02/06/1980

THOMSON MCKINNON SECURITIES INC.

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Licenses & Designations

BC

Issued 04/20/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/25/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 11/21/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Bert Roy Jennings.
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