Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bert? Claim Your ProfileBert Raymond Peterson is a financial advisor at Robert W. Baird & Co. Inc. in Seattle, Washington. Bert is registered with the state of Washington and holds a Series 7, Series 63, Series 99TO, and SIE licenses. Bert has been in the industry since 1998 and has experience with previous firms such as McAdams Wright Ragen, Inc. and Wells Fargo Advisors, LLC. Bert is also registered in Arizona, California, Colorado, Florida, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WA
12/04/2015 - Present
Robert W. Baird & Co. Inc. (Seattle WA)
WA
11/07/2014 - 11/21/2014
ROBERT W. BAIRD & CO. INCORPORATED (Seattle WA)
WA
09/14/2011 - 11/07/2014
MCADAMS WRIGHT RAGEN, INC. (SEATTLE WA)
WA
01/03/2011 - 06/23/2011
WELLS FARGO ADVISORS, LLC (SEATTLE WA)
WA
07/23/1997 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SEATTLE WA)
BC
Issued 08/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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