Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bert? Claim Your ProfileBert B. Adams is a financial advisor with over 28 years of experience in the financial services industry. Bert is registered to provide investment advice in Colorado and Texas. Bert has been with Wells Fargo Clearing Services, LLC since 2016. Bert specializes in providing investment advice to individuals, businesses, and charitable organizations. Bert holds a Series 6, 7, 22, 31, and 63 license and is also a Series 65 licensed Investment Advisor Representative. Bert is committed to providing clients with personalized financial advice and strategies that help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (Lake City CO)
NY
06/29/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
RI
08/04/1995 - 07/17/1998
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
TX
07/22/1994 - 02/28/1995
GRAND FINANCIAL, INC. (ADDISON TX)
IA
Issued 08/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 08/17/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/12/1994
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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