Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernie? Claim Your ProfileBernie Lee Townes is a financial advisor with Janney Montgomery Scott LLC, a firm that manages over $85 billion in assets. Bernie has been in the financial industry since 1984. Bernie specializes in financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. Bernie has a strong track record of success and is committed to providing clients with the highest level of service. Prior to joining Janney Montgomery Scott LLC, Bernie was a financial advisor at UBS Financial Services Inc. and Citigroup Global Markets Inc. Bernie is a registered representative in multiple states and holds several securities licenses, including Series 7, 63, 65, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
08/09/2023 - Present
Janney Montgomery Scott LLC (MELVILLE NY)
NY
01/15/2010 - 12/11/2017
UBS FINANCIAL SERVICES INC. (MELVILLE NY)
NY
05/29/2007 - 01/27/2010
CITIGROUP GLOBAL MARKETS INC. (COMMACK NY)
NY
06/01/1992 - 05/29/2007
CITICORP INVESTMENT SERVICES (COMMACK NY)
NA
03/22/1991 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NY
08/03/1989 - 03/11/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
07/19/1985 - 08/11/1989
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
10/26/1984 - 06/27/1985
INVESTORS CENTER INCORPORATED
BOTH
Issued 06/13/2020
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/02/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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