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Bernie Joseph Bernard

Fidelity Brokerage Services LLC

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About Bernie Joseph Bernard

Bernie Bernard is a financial professional with over 23 years of experience in the securities industry. Bernie has held positions with several firms, including Fidelity Brokerage Services LLC, National Financial Services LLC, MMC Securities Corp., Putnam Retail Management Limited Partnership, Prudential Securities Incorporated, Josephthal Lyon & Ross Incorporated and L.C. Wegard & Co., Inc. Bernie's current registrations include Fidelity Brokerage Services LLC and National Financial Services LLC. Bernie holds the Series 63, 7, 24, 99TO and SIE licenses.

Firm Information

Bernie Bernard is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Bernie Bernard’s Registration & Firm History

RI

04/28/2016 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

07/26/2006 - 07/10/2007

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

NY

04/01/2005 - 06/13/2005

MMC SECURITIES CORP. (NEW YORK NY)

MA

09/21/1998 - 04/01/2005

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

NY

01/16/1995 - 04/04/1995

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

09/26/1994 - 12/02/1994

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

NY

04/20/1994 - 09/29/1994

L.C. WEGARD & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/22/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/04/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Bernie Joseph Bernard.
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