Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernice? Claim Your ProfileBernice Valrey Rolle-lewis is an active Investment Advisor Representative with Independent Advisor Alliance, LLC. Bernice has been in the financial industry since 1997 and has a wide range of experience in providing investment advice to individuals, families, and businesses. Bernice has a strong track record of success in helping clients achieve their financial goals. Prior to joining Independent Advisor Alliance, LLC, Bernice held positions with a number of other financial institutions. Bernice is dedicated to providing her clients with personalized financial advice that is tailored to their unique needs and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/20/2021 - Present
Independent Advisor Alliance, LLC (Weston FL)
FL
05/07/2010 - 01/10/2012
CAPITAL GUARDIAN, LLC (WESTON FL)
FL
05/29/2007 - 05/26/2010
CITIGROUP GLOBAL MARKETS INC. (DANIA FL)
FL
10/21/2002 - 05/29/2007
CITICORP INVESTMENT SERVICES (DANIA FL)
CA
10/26/1998 - 11/04/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
FL
08/27/1998 - 06/07/1999
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
NC
08/12/1998 - 08/14/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
01/07/1998 - 06/30/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
FL
08/26/1997 - 12/03/1997
JOSEPH CHARLES & ASSOC., INC. (BOCA RATON FL)
IA
Issued 01/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 08/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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