Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Bernice? Claim Your ProfileBernice Lew is a financial advisor with RBC Capital Markets, LLC. Bernice has been in the industry since 2001 and holds the Series 63, Series 7, Series 16 and SIE licenses. Prior to joining RBC Capital Markets, LLC, Bernice was employed at CLSA Americas, LLC, Credit Agricole Securities (USA) Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Thinkequity Partners LLC and Prudential Equity Group, LLC. Bernice specializes in providing financial advice to individuals, businesses, corporations, insurance companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/13/2017 - Present
RBC Capital Markets, LLC (SAN FRANCISCO CA)
CA
02/15/2013 - 03/08/2017
CLSA AMERICAS, LLC (SAN FRANCISCO CA)
CA
09/02/2009 - 05/31/2013
CREDIT AGRICOLE SECURITIES (USA) INC. (SAN FRANCISCO CA)
NY
06/02/2009 - 09/04/2009
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
CA
09/24/2007 - 09/04/2009
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
IL
07/18/2007 - 08/13/2007
THINKEQUITY PARTNERS LLC (CHICAGO IL)
CA
01/30/2001 - 06/22/2007
PRUDENTIAL EQUITY GROUP, LLC (SAN FRANCISCO CA)
BC
Issued 01/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2002
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 12/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Bernice Lew is the right advisor for you? Invested Better is here to help.
