Unclaimed
Bernardo Ramirez perches is a financial professional with over 7 years of experience in the securities industry. Bernardo is currently registered with Smbc Nikko Securities America, Inc. and is licensed in New York. Bernardo holds the Series 63, Series 7, Series 79, and SIE licenses. Bernardo previously worked at Credit Agricole Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/18/2019 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NA
02/11/2011 - 08/31/2018
CREDIT AGRICOLE SECURITIES (USA) INC. (11580 MÉXICO, D.F. MEXICO CITY )
BC
Issued 04/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/10/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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